Sam Rozzi

Manager of Due Diligence, American Portfolios Advisors, Inc. (APA) 

As the Manager of Due Diligence for American Portfolios Advisors, Inc., (APA). Mr. Rozzi provides product due diligence for separately managed accounts (SMAs), mutual funds and third-party fund wrap programs. He also provides research, creates data and adds in-depth product support to APA advisors and sales support teams for all advisory products. Additionally, he is the subject matter expert on the separate account managers for APA’s managed account solutions, reviewing and adding investment options to keep NPIM and American Portfolios at the forefront of alternative investments. Prior to joining APA in October of 2017, Mr. Rozzi served as the portfolio analyst at Progressive Advisory Solutions, LLC, where he provided portfolio analysis and research for the CIO and the Investment Committee, working closely with the firm’s tactical portfolios by performing routine quantitative and risk analytics. Mr. Rozzi received his bachelor’s degree in finance with a concentration in investment management from the University of Dayton.  While attending Dayton, he was involved in the Hanley Trading Center where he developed advanced technical analysis skills. Sam holds his Series 7 and 66 licenses and is currently a CFA Level One Candidate.

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© American Portfolios 2019

This material is presented for informational and illustrative purposes only and should not be construed as investment advice, a recommendation to purchase or sell specific securities, or to adopt any particular investment strategy. Any current investment views and opinions/analyses expressed constitute judgments as of the date of this material and are subject to change at any time without notice. This material has been prepared on the basis of publicly available information, internally developed data and other third-party sources believed to be reliable. However, no assurances are provided regarding the reliability of such information and American Portfolios Advisors Inc. (APA) has not sought to independently verify information taken from public and third-party sources. APA makes no representation as to the accuracy, completeness, timeliness, merchantability or fitness for a specific purpose of the information provided from outside sources in this content, and assumes no liability whatsoever for any action taken in reliance on the information contained therein. This material may contain statements that are not historical facts, referred to as forward-looking statements. Future results may differ significantly from those stated in forward-looking statements, depending on factors such as changes in securities or financial market or general economic conditions. 


Investing entails risks and there can be no assurance that any forecasts or opinions expressed in this material will be realized, or whether Nine Points Investment Management (NPIM) will achieve the objectives herein or any particular performance results. It is not possible to directly invest in an index. Past performance is no guarantee of future results. Investing in these portfolios could result in a loss of principal.  

Securities offered through American Portfolios Financial Services, Inc. Member FINRA, SIPC

Investment advisory services offered through American Portfolios Advisors, Inc. (APA), an SEC Registered Investment Advisor. 

For more information about the program sponsor, as well as its products, fees and services, please refer to the APA Brochure and Schedule H, which may be obtained by writing to American Portfolios Advisors, Inc. at: 4250 Veterans Memorial Highway, Suite 420E, Holbrook, NY 11741 or by calling APA Advisory Services at (631) 439-4600.

American Portfolios Advisors, Inc. (APA) is an SEC Registered Investment Advisor. SEC registration neither implies nor asserts that the SEC or any state securities authority has approved or endorsed APA or the contents of this disclosure. In addition, SEC registration does not carry any official imprimatur or indication.